Monday, June 15, 2009

Earth Observatory Surface Energy Budget and Atmosphere’s Energy Budget

Monday, June 15, 2009
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Surface Energy Budget

To understand how the Earth’s climate system balances the energy budget, we have to consider processes occurring at the three levels: the surface of the Earth, where most solar heating takes place; the edge of Earth’s atmosphere, where sunlight enters the system; and the atmosphere in between. At each level, the amount of incoming and outgoing energy, or net flux, must be equal.

Remember that about 29 percent of incoming sunlight is reflected back to space by bright particles in the atmosphere or bright ground surfaces, which leaves about 71 percent to be absorbed by the atmosphere (23 percent) and the land (48 percent). For the energy budget at Earth’s surface to balance, processes on the ground must get rid of the 48 percent of incoming solar energy that the ocean and land surfaces absorb. Energy leaves the surface through three processes: evaporation, convection, and emission of thermal infrared energy.

The surface absorbs about 48% of incoming sunlight. Three processes remove an equivalent amount of energy from the Earth’s surface: evaporation (25%), convection (5%), and thermal infrared radiation, or heat (net 17%). (NASA illustration by Robert Simmon. Photograph ©2006 Cyron.)

About 25 percent of incoming solar energy leaves the surface through evaporation. Liquid water molecules absorb incoming solar energy, and they change phase from liquid to gas. The heat energy that it took to evaporate the water is latent in the random motions of the water vapor molecules as they spread through the atmosphere. When the water vapor molecules condense back into rain, the latent heat is released to the surrounding atmosphere. Evaporation from tropical oceans and the subsequent release of latent heat are the primary drivers of the atmospheric heat engine.

Towers of cumulus clouds transport energy away from the surface of the Earth. Solar heating drives evaporation. Warm, moist air becomes buoyant and rises, moving energy from the surface high into the atmosphere. Energy is released back into the atmosphere when the water vapor condenses into liquid water or freezes into ice crystals. (Astronaut Photograph ISS006-E-19436.)

An additional 5 percent of incoming solar energy leaves the surface through convection. Air in direct contact with the sun-warmed ground becomes warm and buoyant. In general, the atmosphere is warmer near the surface and colder at higher altitudes, and under these conditions, warm air rises, shuttling heat away from the surface.

Finally, a net of about 17 percent of incoming solar energy leaves the surface as thermal infrared energy (heat) radiated by atoms and molecules on the surface. This net upward flux results from two large but opposing fluxes: heat flowing upward from the surface to the atmosphere (117%) and heat flowing downward from the atmosphere to the ground (100%). (These competing fluxes are part of the greenhouse effect, described on page 6.) Remember that the peak wavelength of energy a surface radiates is based on its temperature. The Sun’s peak radiation is at visible and near-infrared wavelengths. The Earth’s surface is much cooler, only about 15 degrees Celsius on average. The peak radiation from the surface is at thermal infrared wavelengths around 12.5 micrometers.

The Atmosphere’s Energy Budget

Just as the incoming and outgoing energy at the Earth’s surface must balance, the flow of energy into the atmosphere must be balanced by an equal flow of energy out of the atmosphere and back to space. Satellite measurements indicate that the atmosphere radiates thermal infrared energy equivalent to 59 percent of the incoming solar energy. If the atmosphere is radiating this much, it must be absorbing that much. Where does that energy come from?

Clouds, aerosols, water vapor, and ozone directly absorb 23 percent of incoming solar energy. Evaporation and convection transfer 25 and 5 percent of incoming solar energy from the surface to the atmosphere. These three processes transfer the equivalent of 53 percent of the incoming solar energy to the atmosphere. If total inflow of energy must match the outgoing thermal infrared observed at the to

p of the atmosphere, where does the remaining fraction (about 5-6 percent) come from? The remaining energy comes from the Earth’s surface.

The Natural Greenhouse Effect

Just as the major atmospheric gases (oxygen and nitrogen) are transparent to incoming sunlight, they are also transparent to outgoing thermal infrared. However, water vapor, carbon dioxide, methane, and other trace gases are opaque to many wavelengths of thermal infrared energy. Remember that the surface radiates the net equivalent of 17 percent of incoming solar energy as thermal infrared. However, the amount that directly escapes to space is only about 12 percent of incoming solar energy. The remaining fraction—a net 5-6 percent of incoming solar energy—is transferred to the atmosphere when greenhouse gas molecules absorb thermal infrared energy radiated by the surface.


The atmosphere radiates the equivalent of 59% of incoming sunlight back to space as thermal infrared energy, or heat. Where does the atmosphere get its energy? The atmosphere directly absorbs about 23% of incoming sunlight, and the remaining energy is transferred from the Earth’s surface by evaporation (25%), convection (5%), and thermal infrared radiation (a net of 5-6%). The remaining thermal infrared energy from the surface (12%) passes through the atmosphere and escapes to space. (NASA illustration by Robert Simmon. Astronaut photograph ISS017-E-13859.)

When greenhouse gas molecules absorb thermal infrared energy, their temperature rises. Like coals from a fire that are warm but not glowing, greenhouse gases then radiate an increased amount of thermal infrared energy in all directions. Heat radiat

ed upward continues to encounter greenhouse gas molecules; those molecules absorb the heat, their temperature rises, and the amount of heat they radiate increases. At an altitude of roughly 5-6 kilometers, the concentration of greenhouse gases in the overlying atmosphere is so small that heat can radiate freely to space.

Because greenhouse gas molecules radiate heat in all directions, some of it spreads downward and ultimately comes back into contact with the Earth’s surface, where it is absorbed. The temperature of the surface becomes warmer than it would be if it we

re heated only by direct solar heating. This supplemental heating of the Earth’s surface by the atmosphere is the natural greenhouse effect.

Effect on Surface Temperature

The natural greenhouse effect raises the Earth’s surface temperature to about 15 degrees Celsius on average—more than 30 degrees warmer than it would be if it didn’t have an atmosphere. The amount of heat radiated from the atmosphere to the surface (sometimes called “back radiation”) is equivalent to 100 percent of the incoming solar energy. The Earth’s surface responds to the “extra” (on top of direct solar heating) energy by raising its temperature.

On average, 340 watts per square meter of solar energy arrives at the top of the atmosphere. Earth returns an equal amount of energy back to space by reflecting some incoming light and by radiating heat (thermal infrared energy). Most solar energy is absorbed at the surface, while most heat is radiated back to space by the atmosphere. Earth's average surface temperature is maintained by two large, opposing energy fluxes between the atmosphere and the ground (right)—the greenhouse effect. NASA illustration by Robert Simmon, adapted from Trenberth et al. 2009, using CERES flux estimates provided by Norman Loeb.)

Why doesn’t the natural greenhouse effect cause a runaway increasein surface temperature? Remember that the amount of energy a surface radiates always increases faster than its temperature rises—outgoing energy increases with the fourth power of temperature. As solar heating and “back radiation” from the atmosphere raise the surface temperature, the surface simultaneously releases an increasing amount of heat—equivalent to about 117 percent of incoming solar energy. The net upward heat flow, then, is equivalent to 17 percent of incoming sunlight (117 percent up minus 100 percent down).

Some of the heat escapes directly to space, and the rest is transferred to higher and higher levels of the atmosphere, until the energy leaving the top of the atmosphere matches the amount of incoming solar energy. Because the maximum possible amount of incoming sunlight is fixed by the solar constant (which depends only on Earth’s distance from the Sun and very small variations during the solar cycle), the natural greenhouse effect does not cause a runaway increase in surface temperature on Earth.

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